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Retirement Plan Value Proposition Statement
I. Overall retirement plan servicing philosophy
  1. Our firm believes that your retirement plan should offer a variety of investment options with a full spectrum of objectives.
  2. Our firm believes well-educated plan participants are more likely to save at higher rates and invest for the long term.
  3. Our firm believes you have more strategic things to do than worry about every little detail of your plan's administration.
  4. Our firm believes that any and all fees associated with your retirement plan should be reasonable.
II. Plan sponsor support
  1. Our firm will help you evaluate the costs of multiple provider proposals.
  2. Our firm can help you select investment options that will help you meet the long-term needs of your plan's participants.
  3. Our firm can help you review your investments annually.
  4. Our firm will walk you through a "fiduciary checklist" and provide you with educational materials specifically designed for plan sponsors.
III. Commitment to participant education and ongoing service
  1. Our firm will walk your employees through the enrollment process in a way that is both motivational and easy to understand.
  2. Our firm will make sure your plan receives periodic retirement plan education, targeted to meet the needs of your employees.
  3. Our firm can conduct ongoing education sessions to help your employees plan for the distribution phase of their retirement saving.
Individual Wealth Management Value Proposition Statement
I. Overall Wealth Management Philosophy
  1. Our firm performs a confidential screening to determine your current financial status.
  2. Our firm helps you to establish financial goals and objectives.
  3. Our firm believes in creating a customized wealth management plan tailored to your specific goals and objectives.
  4. Our firm uses a detailed investment selection process to determine what the best products and services are for you.
  5. Our firm provides ongoing investment reviews to measure progress for each and every client.
II. Customized Wealth Management Plan
  1. Our firm utilizes research and screening software to optimize the opportunity to own the best performing investments and products.
  2. Our firm is dedicated to employing investment advisors who are Series 7, Series 66, and Life, Health, and Variable Annuity licensed.
  3. Our firm is insistent on providing you with the highest quality investments with the lowest costs. We are committed to disclosing all fees and costs.
III. Commitment to ongoing Advisor and Client Education
  1. Our firm is always using research tools, investment publications, and effort to continually stay cognizant of all of the latest investment trends and products. 
  2. Our firm is focused on educating each and every client no matter how long it takes or how sophisticated the client is.
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 IMPORTANT DISCLOSURES

Broadridge Investor Communication Solutions, Inc. does not provide investment, tax, or legal advice. The information presented here is not specific to any individual's personal circumstances.

To the extent that this material concerns tax matters, it is not intended or written to be used, and cannot be used, by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Each taxpayer should seek independent advice from a tax professional based on his or her individual circumstances.

These materials are provided for general information and educational purposes based upon publicly available information from sources believed to be reliable—we cannot assure the accuracy or completeness of these materials. The information in these materials may change at any time and without notice.
 


Check the background of this financial professional on FINRA's BrokerCheck.